Highlights from Our Network of Securities Law & Banking Attorneys
LAWYERS WITH THIS EXPERIENCE
HOURLY RATE RANGE
OUR LAWYERS HAVE EXPERIENCE ADVISING ON
Securities and banking regulation and compliance, including FINRA, SEC, CFTC, NFA and state registration, membership, compliance, licensing and reporting.
Public and private (early and late stage) debt and equity security offerings, including private placements, IPOs and related public offerings.
Private equity, crowdfunding, angel, seed, venture capital and mezzanine financing and investments.
Representing both companies and individuals in securities litigation, arbitration, and regulatory investigations, including in relation to securities fraud, sales practice violations, anti-money laundering, and insider trading claims.
Regulation D, including Form D filings, SEC Rule 501, SEC Rule 502, SEC Rule 503, SEC Rule 504, SEC Rule 505 and SEC Rule 506.
Drafting private placement memoranda.
Fund formation for hedge funds and private equity firms.
Real Estate Investment Trusts.
Commercial Mortgage Backed Securities.
Regulation A and A+, including JOBS Act/crowdfunding.
Drafting and reviewing all investment documents, including term sheets.
Drafting and filing all SEC documentation, Form D, 8K, 10K, 10Q, proxy statements, forms 3, 4 and 5, schedules 13G and 13D, and forms S-1, S-3 and S-4.
Derivatives law, including ISDA Master Agreements, securitization, options and futures contracts, swaps and swaptions.
Commercial lending and financing, including business loans, term loan financing, revolving credit facility financing, equipment financing, and related bank transactional work.
Home and commercial mortgages and foreclosure.
Third-party payment processing.
Debt repayment, debt collection, creditor harassment and debt settlement.
OUR LAWYERS’ PAST FIRM EXPERIENCE & CLIENTS INCLUDE